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Michael John Sweeney

LPl Financial LLC

Fort Mill, SC

York, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-11
SC RA APPROVED 2026-06-10
  • TX RA
    APPROVED_RES
    Since 2026-06-11
  • SC RA
    APPROVED
    Since 2026-06-10

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

York, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 10/2021 05/2023
Golf Galaxy Pasadena CA 05/2021 09/2021
Jimmy Johns Monrovia CA 05/2020 08/2020
Southern Utah University Cedar City UT 08/2017 04/2021
San Gabriel Country Club San Gabriel CA 07/2019 08/2019
Self Employed Sierra Madre CA 05/2018 08/2018
Chandler School Pasadena CA 06/2017 07/2017
La Salle High School Pasadena CA 08/2013 05/2017
Tradier Brokerage, Inc. Charlotte NC 09/2023 01/2024
Tradier Brokerage, Inc. Charlotte NC 01/2024 03/2026
Unemployed Charlotte NC 05/2023 09/2023
Lpl Financial Llc Fort Mill SC 04/2026 Present
  • 10/2021 → 05/2023
    The Vanguard Group, Inc.
    Charlotte, NC
  • 05/2021 → 09/2021
    Golf Galaxy
    Pasadena, CA
  • 05/2020 → 08/2020
    Jimmy Johns
    Monrovia, CA
  • 08/2017 → 04/2021
    Southern Utah University
    Cedar City, UT
  • 07/2019 → 08/2019
    San Gabriel Country Club
    San Gabriel, CA
  • 05/2018 → 08/2018
    Self Employed
    Sierra Madre, CA
  • 06/2017 → 07/2017
    Chandler School
    Pasadena, CA
  • 08/2013 → 05/2017
    La Salle High School
    Pasadena, CA
  • 09/2023 → 01/2024
    Tradier Brokerage, Inc.
    Charlotte, NC
  • 01/2024 → 03/2026
    Tradier Brokerage, Inc.
    Charlotte, NC
  • 05/2023 → 09/2023
    Unemployed
    Charlotte, NC
  • 04/2026 → Present
    Lpl Financial Llc
    Fort Mill, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-06-08
S63 Uniform Securities Agent State Law Examination 2022-02-15
  • S65 Uniform Investment Adviser Law Examination
    2026-06-08
  • S63 Uniform Securities Agent State Law Examination
    2022-02-15
Other Names
  • Michael Sweeney

View on SEC IAPD

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Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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