Aaron Wesley Howard

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2021 → 01/2024
  Delphi Wealth Partners
  Grand Junction, CO
• 01/2021 → 11/2021
  Delphi Wealth Partners
  Grand Junction, CO
• 01/2019 → 12/2020
  Colorado Mesa University
  Grand Junction, CO
• 08/2011 → 05/2017
  Student
  Chandler, AZ
• 08/2017 → 05/2021
  Colorado Mesa University
  Grand Junction, CO
• 08/2021 → 05/2022
  University Of Miami
  Miami, FL
• 01/2018 → 01/2019
  Tyrone Mitchell Law Firm
  Phoenix, AZ
• 01/2024 → 01/2024
  Hornor, Townsend, & Kent Llc
  Horsham, PA
• 01/2024 → 01/2024
  Penn Mutual Life Insurance Company
  Horsham, PA
• 03/2024 → Present
  The Prudential Insurance Company Of America
  Phoenix, AZ
• 03/2024 → 11/2024
  Pruco Securities Llc
  Phoenix, AZ
• 06/2017 → 07/2017
  Unemployed
  Chandler, AZ
• 11/2024 → Present
  Lpl Enterprise, Llc
  Phoenix, AZ

Previous Registrations

• 2024-03-26 → 2024-11-14
  Pruco Securities, Llc.
  Phoenix, AZ
• 2021-11-15 → 2024-03-25
  Delphi Wealth Partners
  Mesa, AZ
  Grand Junction, CO
• 2024-01-25 → 2024-02-28
  Hornor, Townsend & Kent, Llc
  Mesa, AZ

Other Businesses

1) 11/22/2024- Howard Wealth Advisors- DBA for LPL Business (entity for LPL business)- Advisory firm that specialize in asset management, insurance, tax planning, and estate planning.- INV Related- At Phoenix, AZ- Start date 06/01/2023- 240 HRS MTH- 120 HRS During trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2024-04-15
• S65 Uniform Investment Adviser Law Examination
  2021-09-09

Other Names

• Aaron W Howard
• Aaron Wesley Howard
• Aaron Howard