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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-04-29 |
Branch Locations
2600 Tower Oaks Blvd #220, Rockville, MD 20852-4218 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Asset Management Group, Inc. | Rockville | MD | 03/1998 | 12/2020 |
| Maryland Financial Group, Inc. | Rockville | MD | 07/2020 | Present |
| Lpl Financial Llc | Rockville | MD | 04/2025 | Present |
1) 10/15/2025 - The Monitor Group - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:06/19/2020 - 40 Hrs/Mth - 40 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-25 |
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