James Edward Mullis

Current Employers

Employment History

• 07/2021 → 10/2021
  Unemployed
  Heath Springs, SC
• 01/2021 → 07/2021
  Hess Tax & Accounting Group
  Lancaster, SC
• 08/2019 → 12/2020
  Unemployed
  Heath Springs, SC
• 08/2010 → 08/2019
  Student
  Lancaster, SC
• 10/2021 → 09/2025
  Avantax Investment Services Inc.
  Lancaster, SC
• 10/2021 → 09/2025
  Avantax Advisory Services
  Lancaster, SC
• 06/2023 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Lancaster, SC
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Lancaster, SC
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2022-10-10 → 2025-09-05
  Avantax Advisory Services
  Lancaster, SC

Other Businesses

1) HESS FINANCIAL PLANNING; POSITION: Financial Advisor NATURE: Help clients with planning for retirement, placing trades when needed, distributions of funds when needed. INVESTMENT RELATED: Yes NUMBER OF HOURS: 105 SECURITIES TRADING HOURS: 105 START DATE: 10/13/2022; 401 N Main St, Lancaster SC 29720; Assist with trades, meet with clients to discuss long-term planning goals, assist with roll-overs and trades when needed. 2) HESS TAX AND ACCOUNTING POSITION: Assistant to the Tax Advisors NATURE: Will be involved with completing tax returns for clients, specifically clients who drop off tax information for completion. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/02/2023 ADDRESS: 401 N Main St, Lancaster SC 29720, United States DESCRIPTION: Data entry and tax return processing 3) LANCASTER COUNTY, SC POSITION: Poll Manager NATURE: I am to work on election day, November 5th. I have yet to be notified on where I will be working but I will be assigned to a voting location, headed by a clerk and will be assigned different duties during election day. INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 6 START DATE: 11/05/2024 ADDRESS: 101 N Main St., Lancaster SC 29720, United States DESCRIPTION: Duties and responsibilities will include directing voters to the voting booths, helping voters with the machines if needed, checking IDs, identifying if the voter has/hasn't voted already, asking voters to cover up if they have any political slogan/candidate endorsement for this election year and to follow all procedures I am to uphold.

Exams

• S66 Uniform Combined State Law Examination
  2022-10-10

Other Names

• James E Mullis
• Trey Mullis
• James Edward Mullis