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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2018-11-14
  • SC RA
    APPROVED
    Since 2018-11-14

Branch Locations

2915 Lizzie Melton Rd, Chester, SC 29706 • United States

1234 West Blvd, Chesterfield, SC 29709 • United States

2599 Hwy 9, Cheraw, SC 29520 • United States

607 North Main St, Lancaster, SC 29334 • United States

817 East Mcgregor St, Pageland, SC 29728 • United States

1769 J.A. Cochran By-Pass, Chester, SC 29706 • United States

109 East First St, Kershaw, SC 29067 • United States

957 Gold Hill Rd, Fort Mill, SC 29708 • United States

778 North Anderson Rd, Rock Hill, SC 29730 • United States

1404 Ebenezer Rd, Rock Hill, SC 29732 • United States

100 Springcrest Dr, Fort Mill, SC 29715 • United States

9881 Charlotte Hwy, Indian Land, SC 29707 • United States

2166 Boyce St, Columbia, SC 29201 • United States

80 Tulip Oak Dr, Columbia, SC 29203 • United States

1400 Greene St Room 227 U, Columbia, SC 29208 • United States

4821 Old York Rd, Rock Hill, SC 29732 • United States

523 A North Duncan Bypass, Union, SC 29379 • United States

1381 Springdale Rd, Lancaster, SC 29720 • United States

2915 Lizzie Melton Rd, Chester, SC 29706 • United States

11115 South Tyron St, Charlotte, NC 28273 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clemson University Clemson SC 08/2014 06/2017
Founders Federal Credit Union Dba Founders Investment Services Lancaster SC 06/2017 Present
Cetera Advisor Networks Llc El Segundo CA 07/2017 11/2018
Lpl Financial Llc Lancaster SC 11/2018 Present
Founders Federal Credit Union Clemson SC 08/2016 05/2017
  • 08/2014 → 06/2017
    Clemson University
    Clemson, SC
  • 06/2017 → Present
    Founders Federal Credit Union Dba Founders Investment Services
    Lancaster, SC
  • 07/2017 → 11/2018
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 11/2018 → Present
    Lancaster, SC
  • 08/2016 → 05/2017
    Founders Federal Credit Union
    Clemson, SC
Previous Registrations
  • 2018-03-05 → 2018-11-19
    Cetera Wealth Services, Llc
    Lancaster, SC
  • 2018-05-08 → 2018-11-19
    Carroll Financial Associates Inc
    Charlotte, NC
Other Businesses

1) 11/14/18- Founders Investment Services- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 2) 12/24/2020 - Southern Striping LLC - Not Investment Related - 26657 Hwy 9 Pageland, SC 29728 - Other-Business Owner - Partner/Part-Owner - Start Date: 9/17/2020 - 20 Hours Per Month/0 Hours During Securities Trading. 3) 10/31/2023 - Founders Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2023 4) 01/29/2025 - T&T Taxes LLC - Investment Related - Tax Prep/Accounting/CPA - Home Based - Start Date:02/01/2025 - 5 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-20
  • S66 Uniform Combined State Law Examination
    2018-02-20
Other Names
  • Austin Terry

View on SEC IAPD

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