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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-26 |
| KY | RA | APPROVED | 2025-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| (Dba) Holland Financial Group | Shelbyville | KY | 10/2005 | Present |
| Lincoln Financial Securities Corporation | Mitchell | IN | 07/2008 | 08/2017 |
| Concourse Financial Group Securities Inc | Shelbyville | KY | 08/2017 | 02/2025 |
| Cetera Wealth Services, Llc | Shelbyville | KY | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
(dba) HOLLAND FINANCIAL GROUP aka HOLLAND AGENCY INC; Investment Related; 308 Main Street, Shelbyville, KY 40065; Insurance and Financial Services; Producer; Start Date 10/2005; 100 hour per month with all hours per month occurring during trading hours; Sales and service of Accident and Health, Group Benefit, Disability, Fixed Annuities, Long-Term Care and Traditional Life insurance products. >> POA; Non-Investment Related; Residence Address; Other; Power of Attorney (POA); Start Date 05/2009; No hours per month; Power of Attorney for my spouse. >> BRAD HOLLAND; Non-Investment Related; 308 Main Street, Shelbyville, KY 40065; Office Space Rental; Owner; Start Date 10/2014; No hours per month; I own a duplex and occupy the downstairs office for Holland Financial Group and I lease the upstairs office space to a tenant. >> BRAD HOLLAND - MUSICIAN; Non-Investment Related; Residence Address; Entertainment; Bass Player; Start Date 10/2005; 10 hours per month with no hours per month occurring during trading hours; Freelance bass player and vocalist. >> POA; Non-Investment Related; Mitchell, IN 47446; Other; Power of Attorney (POA); Start Date 08/2018; No hours per month with no hours per month during trading hours; I have Power of Attorney for my parent.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-09 |
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