Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-26
KY RA APPROVED 2025-02-20
  • TX RA
    APPROVED
    Since 2025-03-26
  • KY RA
    APPROVED
    Since 2025-02-20

Branch Locations

308 Main Street, Shelbyville, KY 40065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
(Dba) Holland Financial Group Shelbyville KY 10/2005 Present
Lincoln Financial Securities Corporation Mitchell IN 07/2008 08/2017
Concourse Financial Group Securities Inc Shelbyville KY 08/2017 02/2025
Cetera Wealth Services, Llc Shelbyville KY 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
  • 10/2005 → Present
    (Dba) Holland Financial Group
    Shelbyville, KY
  • 07/2008 → 08/2017
    Lincoln Financial Securities Corporation
    Mitchell, IN
  • 08/2017 → 02/2025
    Concourse Financial Group Securities Inc
    Shelbyville, KY
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    Shelbyville, KY
  • 02/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2017-08-29 → 2025-02-20
    Concourse Financial Group Securities, Inc.
    Shelbyville, KY
    Mitchell, IN
    Mitchell, IN
    Birmingham, AL
    Birmingham, AL
  • 2006-09-01 → 2017-09-08
    Osaic Fs, Inc.
    Fort Wayne, IN
    Mitchell, IN
    Shelbyville, KY
Other Businesses

(dba) HOLLAND FINANCIAL GROUP aka HOLLAND AGENCY INC; Investment Related; 308 Main Street, Shelbyville, KY 40065; Insurance and Financial Services; Producer; Start Date 10/2005; 100 hour per month with all hours per month occurring during trading hours; Sales and service of Accident and Health, Group Benefit, Disability, Fixed Annuities, Long-Term Care and Traditional Life insurance products. >> POA; Non-Investment Related; Residence Address; Other; Power of Attorney (POA); Start Date 05/2009; No hours per month; Power of Attorney for my spouse. >> BRAD HOLLAND; Non-Investment Related; 308 Main Street, Shelbyville, KY 40065; Office Space Rental; Owner; Start Date 10/2014; No hours per month; I own a duplex and occupy the downstairs office for Holland Financial Group and I lease the upstairs office space to a tenant. >> BRAD HOLLAND - MUSICIAN; Non-Investment Related; Residence Address; Entertainment; Bass Player; Start Date 10/2005; 10 hours per month with no hours per month occurring during trading hours; Freelance bass player and vocalist. >> POA; Non-Investment Related; Mitchell, IN 47446; Other; Power of Attorney (POA); Start Date 08/2018; No hours per month with no hours per month during trading hours; I have Power of Attorney for my parent.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-09
  • S66 Uniform Combined State Law Examination
    2006-08-09
Designations
Other Names
  • Bradley D Holland

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Shelbyville, KY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor