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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-11 |
Branch Locations
Los Angeles, CA • United States
6701 Center Dr W Ste 700, Los Angeles, CA 90045-1547 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Los Angeles | CA | 01/2024 | Present |
| Kondo Wealth Advisor | Pasadena | CA | 09/2021 | 11/2023 |
| Yamada & Partners | Torrance | CA | 07/2020 | 09/2021 |
| Usa Aqua Marine | Los Angeles | CA | 05/2015 | 12/2019 |
| Unemployed | Los Angeles | CA | 01/2020 | 06/2020 |
Outside Employment; Silicon Beach Services, Inc; Associate Financial Advisor; Manage advisory business; 6701 Center Dr W, , Los Angeles, CA 90045, CA, 90045; Investment-Related; 01/09/2023; 60 hours per month; 60 during trading hours. Other Business Activities; Volunteer at Little Tokyo Service Center; I volunteer with the Volunteer Income Tax Assistance (VITA) program, which provides free tax preparation services to individuals with low-to-moderate income, disabilities, or limited English proficiency. As a volunteer, I help clients file accurate tax returns and claim important credits like the Earned Income Tax Credit. It's a rewarding way to support underserved communities while gaining hands-on experience in tax and financial services.; 231 E Third St, G-106, Los Angeles, CA, 90013; Not Investment-Related; 01/01/2020; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-20 |
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