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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-02-11
  • CA RA
    APPROVED
    Since 2025-02-11

Branch Locations

Los Angeles, CA • United States

6701 Center Dr W Ste 700, Los Angeles, CA 90045-1547 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Los Angeles CA 01/2024 Present
Kondo Wealth Advisor Pasadena CA 09/2021 11/2023
Yamada & Partners Torrance CA 07/2020 09/2021
Usa Aqua Marine Los Angeles CA 05/2015 12/2019
Unemployed Los Angeles CA 01/2020 06/2020
  • 01/2024 → Present
    Los Angeles, CA
  • 09/2021 → 11/2023
    Kondo Wealth Advisor
    Pasadena, CA
  • 07/2020 → 09/2021
    Yamada & Partners
    Torrance, CA
  • 05/2015 → 12/2019
    Usa Aqua Marine
    Los Angeles, CA
  • 01/2020 → 06/2020
    Unemployed
    Los Angeles, CA
Other Businesses

Outside Employment; Silicon Beach Services, Inc; Associate Financial Advisor; Manage advisory business; 6701 Center Dr W, , Los Angeles, CA 90045, CA, 90045; Investment-Related; 01/09/2023; 60 hours per month; 60 during trading hours. Other Business Activities; Volunteer at Little Tokyo Service Center; I volunteer with the Volunteer Income Tax Assistance (VITA) program, which provides free tax preparation services to individuals with low-to-moderate income, disabilities, or limited English proficiency. As a volunteer, I help clients file accurate tax returns and claim important credits like the Earned Income Tax Credit. It's a rewarding way to support underserved communities while gaining hands-on experience in tax and financial services.; 231 E Third St, G-106, Los Angeles, CA, 90013; Not Investment-Related; 01/01/2020; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-20
  • S66 Uniform Combined State Law Examination
    2024-08-20
Other Names
  • Asuka Sonoda
  • Aska Sonoda

View on SEC IAPD

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