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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-06 |
| CA | RA | APPROVED | 2023-03-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Brea | CA | 05/2022 | 01/2023 |
| Marsh Usa, Inc. | Los Angeles | CA | 11/2019 | 06/2021 |
| Kcal P&C Insurance Services | Hacienda Heights | CA | 10/2017 | 11/2019 |
| University Of California, Los Angeles | Los Angeles | CA | 09/2015 | 06/2017 |
| Ho Foods Llc | City Of Industry | CA | 02/2018 | 07/2018 |
| Tea Kitchen Inc | Walnut | CA | 03/2015 | 01/2018 |
| Synergy Services Inc / Talentwave | Brea | CA | 10/2021 | 05/2022 |
| None | Pomona | CA | 06/2021 | 10/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Brea | CA | 02/2023 | Present |
| People 2.0 Global Inc. | Brea | CA | 03/2022 | 05/2022 |
I*1705288 Name of OBA: To Be Determined Address: Rowland Heights,CA,91748 Investment Related: NO Position, Title, Association:Employee Employee Start Date:03/01/2024 No Hours: Weekly No Hours during trading: 4 Duties:Tea shop selling tea drinks and snacks. Job duties include taking orders from customers, brewing expresso and preparing drink orders.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-08 |
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