Daulton John Julius Maassen

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2021 → 10/2022
  Securities America, Inc.
  Walnut, IA
• 12/2020 → 09/2021
  Agriland Fs
  Avoca, IA
• 06/2018 → 12/2020
  Midstates Bank
  Avoca, IA
• 08/2014 → 06/2018
  Central College
  Pella, IA
• 04/2022 → 10/2022
  Securities America Advisors
  Walnut, IA
• 10/2022 → Present
  Ameriprise Financial Services, Llc
  Walnut, IA

Previous Registrations

• 2022-04-20 → 2022-10-04
  Securities America Advisors, Inc.
  Walnut, IA

Other Businesses

Real Estate Ownership; Commercial; 176 S. Elm St., , Avoca, IA, 51521; Investment-Related; 02/07/2025.

Exams

• S66 Uniform Combined State Law Examination
  2022-04-18

Other Names

• Daulton Maassen
• Daulton J Maassen