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Daulton John Julius Maassen

Ameriprise Financial Services, LLC

Avoca, IA

Walnut, IA

Walnut, IA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2022-10-03
  • IA RA
    APPROVED
    Since 2022-10-03

Branch Locations

176 S Elm St, Avoca, IA 51521-4003 • United States

308 Antique City Dr., Walnut, IA 51577-2007 • United States

Walnut, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Walnut IA 10/2021 10/2022
Agriland Fs Avoca IA 12/2020 09/2021
Midstates Bank Avoca IA 06/2018 12/2020
Central College Pella IA 08/2014 06/2018
Securities America Advisors Walnut IA 04/2022 10/2022
Ameriprise Financial Services, Llc Walnut IA 10/2022 Present
  • 10/2021 → 10/2022
    Securities America, Inc.
    Walnut, IA
  • 12/2020 → 09/2021
    Agriland Fs
    Avoca, IA
  • 06/2018 → 12/2020
    Midstates Bank
    Avoca, IA
  • 08/2014 → 06/2018
    Central College
    Pella, IA
  • 04/2022 → 10/2022
    Securities America Advisors
    Walnut, IA
  • 10/2022 → Present
    Ameriprise Financial Services, Llc
    Walnut, IA
Previous Registrations
  • 2022-04-20 → 2022-10-04
    Securities America Advisors, Inc.
    Walnut, IA
Other Businesses

Real Estate Ownership; Commercial; 176 S. Elm St., , Avoca, IA, 51521; Investment-Related; 02/07/2025.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-18
  • S66 Uniform Combined State Law Examination
    2022-04-18
Other Names
  • Daulton Maassen
  • Daulton J Maassen

View on SEC IAPD

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BRADY JOHN GRIFFIN
JERRAD DEAN POPP
DILLAN JAMES HAMILTON
Joel William Becerra
RONALD ROY HAMILTON
Clark Chester Ahrenholtz
ANTHONY LEE HOUGH
THOMAS M ZACCONE

Other Offices

PFS INVESTMENTS INC. · AVOCA, IA
AMERIPRISE FINANCIAL SERVICES, LLC · Walnut, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · HARLAN, IA
LPL FINANCIAL LLC · HARLAN, IA
EDWARD JONES · HARLAN, IA
THRIVENT INVESTMENT MANAGEMENT INC. · HARLAN, IA
LPL FINANCIAL LLC · HARLAN, IA
EDWARD JONES · HARLAN, IA

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