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Joseph Nathan Lively

Ameriprise Financial Services, LLC

Midlothian, VA

Goochland, VA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-11-08
  • VA RA
    APPROVED
    Since 2022-11-08

Branch Locations

1 Park West Cir Ste 208, Midlothian, VA 23114 • United States

Goochland, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Midlothian VA 10/2021 Present
Call Federal Credit Union Richmond VA 08/2018 10/2021
Essex Bank Goochland VA 10/2014 07/2018
  • 10/2021 → Present
    Ameriprise Financial Services, Llc
    Midlothian, VA
  • 08/2018 → 10/2021
    Call Federal Credit Union
    Richmond, VA
  • 10/2014 → 07/2018
    Essex Bank
    Goochland, VA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-04-15
  • S63 Uniform Securities Agent State Law Examination
    2023-04-15
Designations
Other Names
  • Joseph Lively

View on SEC IAPD

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Other Offices

STEWARD PARTNERS INVESTMENT ADVISORY, LLC · Midlothian, VA
KESTRA ADVISORY SERVICES, LLC · Midlothian, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Midlothian, VA
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EDWARD JONES · MIDLOTHIAN, VA
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