Alexis Lopez

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2021 → 05/2022
  The Vanguard Group, Inc.
  Malvern, PA
• 08/2018 → 05/2020
  University Of North Texas
  Denton, TX
• 03/2021 → 08/2021
  The Buckle
  Cedar Hill, TX
• 05/2016 → 07/2018
  Unemployed
  Red Oak, TX
• 05/2022 → 09/2024
  The Vanguard Group, Inc.
  Plano, TX
• 09/2025 → Present
  J.P. Morgan Securities Llc
  Dallas, TX
• 09/2025 → Present
  Jpmorgan Chase Bank, N.A.
  Dallas, TX
• 10/2024 → 08/2025
  Unemployed
  Glenn Heights, TX
• 09/2021 → 10/2021
  Unemployed
  Glenn Heights, TX
• 06/2020 → 02/2021
  Unemployed
  Glenn Heights, TX

Previous Registrations

• 2023-10-05 → 2024-10-11
  Vanguard Advisers, Inc.
  Plano, TX

Other Businesses

Effective 9/16/2025 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S66 Uniform Combined State Law Examination
  2023-10-03
• S63 Uniform Securities Agent State Law Examination
  2022-01-14

Other Names

• Alex Lopez