Krystal Nguyen

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2011 → 01/2022
  Wells Fargo Bank, N.A.
  Grand Prairie, TX
• 07/2011 → 11/2016
  Wells Fargo Advisors Llc
  Grand Prairie, TX
• 11/2016 → 01/2022
  Wells Fargo Clearing Services, Llc
  Grand Prairie, TX
• 01/2022 → Present
  Charles Schwab & Co., Inc.
  Dallas, TX
• 01/2022 → Present
  Charles Schwab Bank, Ssb
  Dallas, TX

Previous Registrations

• 2012-08-23 → 2022-01-25
  Wells Fargo Clearing Services, Llc
  Bedford, TX
  Fort Worth, TX
  Hurst, TX
  Grand Prairie, TX
  Texarkana, AR

Exams

• S66 Uniform Combined State Law Examination
  2012-08-22
• S63 Uniform Securities Agent State Law Examination
  2007-10-04

Designations

• Certified Financial Planner

Other Names

• Krystal L Lok
• Krystal Ling Lok
• Krystal L Nguyen
• Krystal L Lok
• Krystal Lok Nguyen