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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-11 |
| IL | RA | APPROVED | 2024-11-14 |
| MO | RA | APPROVED | 2022-03-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lafayette High School | Ellisville | MO | 09/2013 | 05/2017 |
| Truman State University | Kirksville | MO | 05/2017 | 05/2021 |
| Resource One Advisors | St. Albans | MO | 06/2021 | Present |
| Lpl Financial, Llc | St. Albans | MO | 12/2021 | Present |
1. 12/2021 - DBA for LPL Business (entity for LPL business) - Resource One Advisors - Investment Related - Saint Albans, MO 63073 2. 1/30/2023 - Financial Markets Inc. - Investment Related - Home Based - Non-Variable Insurance - Life Insurance Agent - Start Date - 12/01/2021 - 30 Hours Per Month/1 Hours During Securities Trading 3. 02/12/2024 - Gateway Financial Resources - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 2/5/2024 - 80 Hrs/mo During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-28 |
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