Kenneth Anthony Sorrentino

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2021-10-29

CT RA
APPROVED

Since 2021-10-29

Branch Locations

1643 Post Rd, Fairfield, CT 06824 • United States

945 White Plains Road, Trumbull, CT 06611 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
University Of New Haven	West Haven	CT	08/2016	05/2019
Yale University Athletics	New Haven	CT	01/2019	09/2021
Retirement Planning Partners	North Haven	CT	10/2021	08/2026
Lpl Financial, Llc	North Haven	CT	10/2021	08/2026
Lpl Financial, Llc	Trumbull	CT	08/2026	Present
Sikorsky Credit Union	Trumbull	CT	08/2026	Present

08/2016 → 05/2019

University Of New Haven

West Haven, CT
01/2019 → 09/2021

Yale University Athletics

New Haven, CT
10/2021 → 08/2026

Retirement Planning Partners

North Haven, CT
10/2021 → 08/2026

Lpl Financial, Llc

North Haven, CT
08/2026 → Present

Lpl Financial, Llc

Trumbull, CT
08/2026 → Present

Sikorsky Credit Union

Trumbull, CT

Other Businesses

1.03/11/2025; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Lordship Financial Group; Investment Related; at Reported Business Location(s); Start Date 02/28/2025; 160hrs/mth; 32hrs during trading 2.08/28/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Sikorsky Financial Services Group; Investment Related; at Reported Business Location(s); Start Date 08/10/2026; 200hrs/mth; 136hrs during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-04-26

S66 Uniform Combined State Law Examination

2021-04-26

Other Names

Ken Anthony Sorrentino
Kenny Anthony Sorrentino

View on SEC IAPD