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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-10-24 |
Branch Locations
1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group Inc. | Charlotte | NC | 11/2021 | 09/2022 |
| Unemployed | Charlotte | NC | 01/2021 | 10/2021 |
| Goodwill Industries Of Southern Piedmont | Charlotte | NC | 10/2020 | 12/2020 |
| Wells Fargo Co. | Charlotte | NC | 05/2018 | 11/2020 |
| Self Employed | Charlotte | NC | 11/2019 | Present |
| Target | Charlotte | NC | 11/2019 | 01/2020 |
| Unemployed | Charlotte | NC | 03/2018 | 04/2018 |
| At&T | Charlotte | NC | 05/2017 | 03/2018 |
| Verizon Wireless | Stanton Island | NY | 08/2011 | 04/2017 |
| Rooted Hearts Llc | Charlotte | NC | 07/2018 | Present |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 09/2022 | Present |
| Wells Fargo Bank, Na | Charlotte | NC | 09/2022 | Present |
NAME OF BUSINESS: ROOTED HEARTS LLC NON-INVESTMENT ADDRESS (City/State): CHARLOTTE, NORTH CAROLINA NATURE OF BUSINESS: HOLISTIC HEALTH COACHING POSITION: CO-OWNER START DATE (Month/Year): 7/2018 APPROXIMATE HOURS PER MONTH: 0 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: NONE NAME OF BUSINESS: AMAZON FLEX NON-INVESTMENT ADDRESS (City/State): CHARLOTTE, NORTH CAROLINA NATURE OF BUSINESS: PACKAGE DELIVERY POSITION: SELF EMPLOYED CONTRACTOR START DATE (Month/Year): 11/2019 APPROXIMATE HOURS PER MONTH: 5 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: DELIVER PACKAGES TO CUSTOMERS OF AMAZON
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 2022-02-07 |
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