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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-07-01
  • CT RA
    APPROVED
    Since 2025-07-01

Branch Locations

301 Tresser Blvd, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Billing Zoom Llc New York NY 09/2019 Present
Fidelity Invesments New York NY 01/2023 07/2023
R New York New York NY 01/2012 Present
Gamma Capital Group New York NY 08/2023 12/2024
Titan Capital New York NY 09/2018 12/2020
Equitable Addvisors, Llc. New York NY 02/2025 06/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stamford CT 06/2025 Present
Bank Of America, N.A. Stamford CT 07/2025 Present
  • 09/2019 → Present
    Billing Zoom Llc
    New York, NY
  • 01/2023 → 07/2023
    Fidelity Invesments
    New York, NY
  • 01/2012 → Present
    R New York
    New York, NY
  • 08/2023 → 12/2024
    Gamma Capital Group
    New York, NY
  • 09/2018 → 12/2020
    Titan Capital
    New York, NY
  • 02/2025 → 06/2025
    Equitable Addvisors, Llc.
    New York, NY
  • 06/2025 → Present
    Stamford, CT
  • 07/2025 → Present
    Bank Of America, N.A.
    Stamford, CT
Previous Registrations
Other Businesses

I*: 2584271 Entity Type: Entity For Profit Name of OBA: R New York Address: New York, New York, 10005 Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 01/01/2012 No Hours: 0 No Hours during trading: 0 Duties: Real Estate License - Just holding for personal use, none I*: 2586263 Entity Type: Entity For Profit Name of OBA: Billing Zoom LLC Address: New York, New York, 10005 Investment Related: No Position, Title, Association: Owner Employee Start Date: 01/08/2020 No Hours: 1 yearly No Hours during trading: 0 Duties: Medical Billing. None

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-28
  • S66 Uniform Combined State Law Examination
    2024-08-28

View on SEC IAPD

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