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1450 Brickell Avenue Suite 2900, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-05-12 |
Branch Locations
1450 Brickell Avenue Suite 2900, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Boreal Capital Securities Llc | Miami | FL | 10/2021 | Present |
| Boreal Capital Management Ag | Zurich | 07/2015 | 09/2021 |
Boreal Capital Management LLC serving the firm through the Investment Management desk as Chief Investment Officer. Responsibilities include management oversight of the Investment Advisory Team in Zürich. Globally responsible for the definition and communication of the firm's investment policy including with wholly owned affiliate - Boreal Capital Management AG, Zurich CHE, which involves frequent travel between Miami and Zurich, during and/or outside business hours, as needed.
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