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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-10 |
Branch Locations
1604 E Main St, Spartanburg, SC 29307 • United States
901 Main St Central Business Review Unit, Dallas, TX 75202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fernner & Smith Incorporated | Dallas | TX | 05/2015 | Present |
I*3506269, Entity Type: , Name of OBA: Rental Property 1, Address: Dallas, Texas, 75216, Investment Related: N, Position, Title, Association: Sole owner, Employee Start Date: 02/01/2026, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-21 |
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