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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
6363 Topanga Canyon Blvd, Woodland Hills, CA 91367-2215 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Associated Students | Chico | CA | 10/2019 | 03/2020 |
| Reno Aces | Reno | NV | 05/2019 | 08/2019 |
| H And T Battery Components | Sparks | NV | 05/2018 | 08/2018 |
| Student | Agoura Hills | CA | 08/2002 | 05/2021 |
| Unemployed | Reno | NV | 05/2021 | 11/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 11/2021 | 11/2023 |
| Northwestern Mutual Investment Services Llc | Westlake Vlg | CA | 11/2021 | 11/2023 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2023 | 11/2023 |
| Fidelity Investments | Woodland Hills | CA | 11/2023 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-30 |
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