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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-16
NJ RA APPROVED 2023-08-30
  • TX RA
    APPROVED_RES
    Since 2026-02-16
  • NJ RA
    APPROVED
    Since 2023-08-30

Branch Locations

172 Main St, Chester, NJ 07930 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chester NJ 10/2021 Present
Unemployed Chester NJ 09/2021 09/2021
University Of Scranton Scranton NJ 08/2017 09/2021
Daybreak, Inc. Chester NJ 06/2020 06/2020
Mendham High School Mendham NJ 09/2014 07/2017
Bank Of America, N.A. Chester NJ 07/2025 Present
  • 10/2021 → Present
    Chester, NJ
  • 09/2021 → 09/2021
    Unemployed
    Chester, NJ
  • 08/2017 → 09/2021
    University Of Scranton
    Scranton, NJ
  • 06/2020 → 06/2020
    Daybreak, Inc.
    Chester, NJ
  • 09/2014 → 07/2017
    Mendham High School
    Mendham, NJ
  • 07/2025 → Present
    Bank Of America, N.A.
    Chester, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-28
S63 Uniform Securities Agent State Law Examination 2023-05-22
  • S65 Uniform Investment Adviser Law Examination
    2023-07-28
  • S63 Uniform Securities Agent State Law Examination
    2023-05-22

View on SEC IAPD

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