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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-12
LA RA APPROVED 2023-07-12
  • TX RA
    APPROVED
    Since 2023-10-12
  • LA RA
    APPROVED
    Since 2023-07-12

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

445 North Blvd, Baton Rouge, LA 70802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Baton Rouge LA 10/2021 Present
St Aloysius School Baton Rouge LA 08/2018 10/2021
Lucky Dog Lodge Prairieville LA 03/2018 08/2018
Premier Indoor Soccer Center St. Gabriel LA 05/2017 08/2017
Full Time Student-Catholic High School Baton Rouge LA 08/2017 03/2018
Full Time Student- St. Aloysius And Catholic High Baton Rouge LA 08/2010 05/2017
Louisiana State University Baton Rouge LA 08/2020 Present
Bank Of America, N.A. Baton Rouge LA 07/2024 Present
  • 10/2021 → Present
    Baton Rouge, LA
  • 08/2018 → 10/2021
    St Aloysius School
    Baton Rouge, LA
  • 03/2018 → 08/2018
    Lucky Dog Lodge
    Prairieville, LA
  • 05/2017 → 08/2017
    Premier Indoor Soccer Center
    St. Gabriel, LA
  • 08/2017 → 03/2018
    Full Time Student-Catholic High School
    Baton Rouge, LA
  • 08/2010 → 05/2017
    Full Time Student- St. Aloysius And Catholic High
    Baton Rouge, LA
  • 08/2020 → Present
    Louisiana State University
    Baton Rouge, LA
  • 07/2024 → Present
    Bank Of America, N.A.
    Baton Rouge, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-10
  • S66 Uniform Combined State Law Examination
    2023-07-10
Other Names
  • Tyler B Ginn

View on SEC IAPD

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