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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-12 |
| LA | RA | APPROVED | 2023-07-12 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
445 North Blvd, Baton Rouge, LA 70802 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Baton Rouge | LA | 10/2021 | Present |
| St Aloysius School | Baton Rouge | LA | 08/2018 | 10/2021 |
| Lucky Dog Lodge | Prairieville | LA | 03/2018 | 08/2018 |
| Premier Indoor Soccer Center | St. Gabriel | LA | 05/2017 | 08/2017 |
| Full Time Student-Catholic High School | Baton Rouge | LA | 08/2017 | 03/2018 |
| Full Time Student- St. Aloysius And Catholic High | Baton Rouge | LA | 08/2010 | 05/2017 |
| Louisiana State University | Baton Rouge | LA | 08/2020 | Present |
| Bank Of America, N.A. | Baton Rouge | LA | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-10 |
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