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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-02-03
  • NY RA
    APPROVED
    Since 2022-02-03

Branch Locations

New York, NY • United States

1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States

555 California Street 33Rd Floor, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 10/2021 Present
Self New York NY 07/2018 10/2021
Office Of The Pennsylvania Governor Harrisburg PA 01/2015 06/2018
  • 10/2021 → Present
    New York, NY
  • 07/2018 → 10/2021
    Self
    New York, NY
  • 01/2015 → 06/2018
    Office Of The Pennsylvania Governor
    Harrisburg, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-03
  • S66 Uniform Combined State Law Examination
    2022-02-03
Other Names
  • Ben Zhang

View on SEC IAPD

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