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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-03-24 |
| TX | RA | APPROVED | 2026-03-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harris Teeter | Charlotte | NC | 12/2019 | 07/2022 |
| New Rez | Charlotte | NC | 12/2020 | 06/2021 |
| Unemployed | Charlotte | NC | 11/2020 | 12/2020 |
| New American Funding | Charlotte | NC | 05/2020 | 10/2020 |
| Primary Residential Mortgage | Fort Mill | SC | 07/2018 | 11/2019 |
| Roundpoint Mortgage | Charlotte | NC | 03/2018 | 06/2018 |
| Goodmortgage.cOm | Charlotte | NC | 09/2017 | 03/2018 |
| Unemployed | Charlotte | NC | 03/2017 | 09/2017 |
| Hendrick Automotive Group | Charlotte | NC | 09/2015 | 03/2017 |
| Vanguard Marketing Corporation | Charlotte | NC | 10/2021 | Present |
| The Vanguard Group, Inc. | Charlotte | NC | 10/2021 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 2024-05-23 |
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