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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2015-06-01
TX RA APPROVED_RES 2015-05-13
  • MO RA
    APPROVED
    Since 2015-06-01
  • TX RA
    APPROVED_RES
    Since 2015-05-13

Branch Locations

2638 Highway 109 Ste 201, Wildwood, MO 63040 • United States

Eureka, MO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. St Louis MO 05/2015 03/2020
Ameriprise Financial Services, Llc Wildwood MO 03/2020 Present
Previous Registrations
Other Businesses

Business Ownership; Trusted Microelectronics LLC; Unknown; Electronics; 414 Hillington Dr, , Eureka, MO, 63025; Not Investment-Related; 02/15/2023; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Genesis Church; My church has asked me to audit monthly credit card statements that are used by the church leadership quarterly. From time to time, I may be asked to be the money counter for the church after service as well. Account [REDACTED] is an account for the church that was been used to gift stock in the past, but not recently. That account is not related to the credit card I have been asked to audit.; 18401 Historic Route 66, , Eureka, MO, 63025; Not Investment-Related; 06/01/2025; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-25
S63 Uniform Securities Agent State Law Examination 2006-06-07
  • S66 Uniform Combined State Law Examination
    2008-04-25
  • S63 Uniform Securities Agent State Law Examination
    2006-06-07

View on SEC IAPD

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