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Ashley Tumlinson

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-20
  • TX RA
    APPROVED
    Since 2023-06-20

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Great Wolf Lodge Grapevine TX 11/2019 09/2021
Jimmy Johns Fort Worth TX 08/2012 09/2021
Fidelity Investments Westlake TX 09/2021 12/2022
Td Ameritrade Clearing, Inc Westlake TX 12/2022 06/2024
Charles Schwab & Co., Inc Westlake TX 06/2023 Present
  • 11/2019 → 09/2021
    Great Wolf Lodge
    Grapevine, TX
  • 08/2012 → 09/2021
    Jimmy Johns
    Fort Worth, TX
  • 09/2021 → 12/2022
    Fidelity Investments
    Westlake, TX
  • 12/2022 → 06/2024
    Td Ameritrade Clearing, Inc
    Westlake, TX
  • 06/2023 → Present
    Charles Schwab & Co., Inc
    Westlake, TX
Previous Registrations
  • 2023-01-11 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Westlake, TX
    Fort Worth, TX
  • 2022-03-29 → 2022-12-17
    Fidelity Personal And Workplace Advisors
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-04
  • S66 Uniform Combined State Law Examination
    2022-03-04
Other Names
  • Ashley Renee Tumlinson
  • Ashley Tumlinson

View on SEC IAPD

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LPL FINANCIAL LLC
ADVISOR RESOURCE COUNCIL
SCHWAB WEALTH ADVISORY, INC.
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC

Other Investors

MATTHEW R MCMANUS
VICTOR MURDAUGH WHITE
JACOB BRANDON KINNARD
RYAN WILLEY
MICHAEL D FRANTZ
JACOB W RANKIN
EDWARD WHALEN
BRANDON JAMES GOODWIN

Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

More in Westlake, TX

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