Stephen Michael Ellis

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2006-09-04

NC RA
APPROVED

Since 2006-09-04

Branch Locations

101 S Merritt Mill Road, Chapel Hill, NC 27516 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)	Chapel Hill	NC	07/2006	Present

07/2006 → Present

Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)

Chapel Hill, NC

Other Businesses

1. 7/26/2006 - STRATEGIC FINANCIAL GROUP, INC. - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS).

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-09-01

S66 Uniform Combined State Law Examination

2006-09-01

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

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Exams

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