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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-05-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tyler | TX | 09/2021 | Present |
| Southside Bank | Tyler | TX | 01/2009 | 09/2021 |
Fettig Investments is a company my husband and I established. This business consists of the four rental properties we own, and all were purchased prior to 2022. My husband and I are the sole owners of Fettig Investments and we use a property manager to manage the properties. I do not devote any time to this business during securities trading hours and my husband handles the duties related to the business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-30 |
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