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Sarah Marie Schultz

Commonwealth Financial Network

Theresa, WI

West Bend, WI

CRD 7448941

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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-07-07
  • WI RA
    APPROVED
    Since 2025-07-07

Branch Locations

Theresa, WI • United States

111 S. Main Street, West Bend, WI 53095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Augustine Financial West Bend WI 09/2021 Present
Ssm Health Fond Du Lac WI 02/2015 08/2021
  • 09/2021 → Present
    Augustine Financial
    West Bend, WI
  • 02/2015 → 08/2021
    Ssm Health
    Fond Du Lac, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-07
  • S66 Uniform Combined State Law Examination
    2025-07-07
Other Names
  • Sarah Marie Nelson

View on SEC IAPD

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