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Steward Partners Investment Advisory, LLC CRD 283004
$36.7B regulatory AUM 9,667 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-01-27 |
| TX | RA | APPROVED | 2023-03-20 |
Branch Locations
Royse City, TX • United States
1920 Mckinney Avenue Suite 1150, Dallas, TX 75201 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2021 | 03/2023 |
| Pacific Learning Center | Shoreline | WA | 09/2018 | 12/2020 |
| Run To Win | Edmonds | WA | 06/2018 | 08/2018 |
| Menchies Frozen Yogurt | Bothell | WA | 07/2017 | 09/2017 |
| Northwest Subway | Bothell | WA | 04/2016 | 09/2016 |
| Dream Center | Los Angeles | CA | 09/2016 | 06/2017 |
| Dream Center | Los Angeles | CA | 09/2017 | 06/2018 |
| Prosper Mullins Private Wealth Management | Southlake | TX | 01/2021 | 10/2021 |
| Cambridge Investment Research Advisors Inc. | Fairfield | IA | 06/2022 | 03/2023 |
| Steward Partners Investment Solutions, Llc | Dallas | TX | 03/2023 | Present |
| Steward Partners Global Advisory, Llc | Dallas | TX | 03/2023 | Present |
| Steward Partners Investment Advisory, Llc | Dallas | TX | 03/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-01-21 |
| S65 | Uniform Investment Adviser Law Examination | 2022-08-24 |
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