David Samuel Marshall

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2022 → Present
  Ubs Financial Services Inc.
  Weehawken, NJ
• 12/2021 → 10/2022
  New York Life Insurance
  Wall, NJ
• 06/2020 → 11/2021
  Unemployed
  Toms River, NJ
• 05/2010 → 06/2020
  Amib Inc.
  Brick, NJ

Other Businesses

Board Member of a non profit organization named New Jersey Dream Elite, a mentorship program for at risk youth. The "Dream Team" is dedicated to mentoring young potential athletes and assisting them and their families in areas such as education, financial literacy, nutrition, physical fitness, medical consulting, and media development. In order to achieve these goals we strive daily to develop a qualified staff with a wide range of academic and/or professional experience. The "Dream Team" carry degrees and certifications from multiple accredited colleges and universities. With the increased misuse of social media and the negative reinforcement that often result, we find it necessary to aid and equip these children with tools to be successful. Life skills such as overcoming adversity, teamwork, goal setting, building self confidence, and resiliency, will be gained through this program. We look not only to challenge our children to be great, but create a pathway for success -- Doordash and Grubhub - Employee/Independent contractor - Pick up and Deliver Food

Exams

• S66 Uniform Combined State Law Examination
  2023-02-24

Other Names

• Fontain Marshall
• David Marshall