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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-02
NJ RA APPROVED 2025-04-21
NY RA APPROVED 2025-04-18
  • TX RA
    APPROVED
    Since 2026-04-02
  • NJ RA
    APPROVED
    Since 2025-04-21
  • NY RA
    APPROVED
    Since 2025-04-18

Branch Locations

Washingtonville, NY • United States

250 Pehle Ave Ste 500 Park 80 West, Plaza Two, Saddle Brook, NJ 07663 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Steward Partners Global Advisory Llc Manhattan NY 05/2022 01/2024
The Sanz Banquet Hall Bronx NY 12/2021 04/2022
Unemployed Washingtonville NY 06/2021 12/2021
Full-Time Education Syracuse NY 08/2019 06/2021
Steward Partners Global Advisory Paramus NY 09/2020 12/2020
Clarks Shoes Woodbury NY 05/2019 08/2019
Full-Time Education Syracuse NY 08/2018 05/2019
The North Face Woodbury NY 05/2018 08/2018
Full-Time Education Syracuse NY 08/2017 05/2018
Tommy Hilfiger Woodbury NY 11/2016 06/2017
Unemployed Washingtonville NY 06/2017 08/2017
Full-Time Education Washingtonville NY 11/2012 06/2017
Ameriprise Financial Services Llc Saddle Brook NJ 02/2025 Present
Thm Industries Washingtonville NY 02/2024 04/2024
Clarks Shoes Woodbury NY 08/2024 12/2024
Unemployed Washingtonville NY 05/2024 07/2024
  • 05/2022 → 01/2024
    Steward Partners Global Advisory Llc
    Manhattan, NY
  • 12/2021 → 04/2022
    The Sanz Banquet Hall
    Bronx, NY
  • 06/2021 → 12/2021
    Unemployed
    Washingtonville, NY
  • 08/2019 → 06/2021
    Full-Time Education
    Syracuse, NY
  • 09/2020 → 12/2020
    Steward Partners Global Advisory
    Paramus, NY
  • 05/2019 → 08/2019
    Clarks Shoes
    Woodbury, NY
  • 08/2018 → 05/2019
    Full-Time Education
    Syracuse, NY
  • 05/2018 → 08/2018
    The North Face
    Woodbury, NY
  • 08/2017 → 05/2018
    Full-Time Education
    Syracuse, NY
  • 11/2016 → 06/2017
    Tommy Hilfiger
    Woodbury, NY
  • 06/2017 → 08/2017
    Unemployed
    Washingtonville, NY
  • 11/2012 → 06/2017
    Full-Time Education
    Washingtonville, NY
  • 02/2025 → Present
    Saddle Brook, NJ
  • 02/2024 → 04/2024
    Thm Industries
    Washingtonville, NY
  • 08/2024 → 12/2024
    Clarks Shoes
    Woodbury, NY
  • 05/2024 → 07/2024
    Unemployed
    Washingtonville, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-17
  • S66 Uniform Combined State Law Examination
    2025-04-17

View on SEC IAPD

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