Best Investors Account Sign in
Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-07-14
  • OH RA
    APPROVED
    Since 2023-07-14

Branch Locations

Cincinnati, OH • United States

3825 Edwards Road Suite 210, Cincinnati, OH 45209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Beavercreek OH 10/2021 04/2023
Northwestern Mutual Investment Services Llc Beavercreek OH 09/2021 04/2023
Miamisburg Parks And Recreation Miamisburg OH 05/2018 08/2021
Ncr Country Club Kettering OH 06/2018 08/2021
Miamisburg City Schools Miamisburg OH 08/2007 05/2020
Xavier University Cincinnati OH 08/2020 Present
Massmutual Life Insurance Co Cincinnati OH 04/2023 Present
Mml Investors Services, Llc Cincinnati OH 05/2023 Present
  • 10/2021 → 04/2023
    Northwestern Mutual Life Insurance Company
    Beavercreek, OH
  • 09/2021 → 04/2023
    Northwestern Mutual Investment Services Llc
    Beavercreek, OH
  • 05/2018 → 08/2021
    Miamisburg Parks And Recreation
    Miamisburg, OH
  • 06/2018 → 08/2021
    Ncr Country Club
    Kettering, OH
  • 08/2007 → 05/2020
    Miamisburg City Schools
    Miamisburg, OH
  • 08/2020 → Present
    Xavier University
    Cincinnati, OH
  • 04/2023 → Present
    Massmutual Life Insurance Co
    Cincinnati, OH
  • 05/2023 → Present
    Cincinnati, OH
Other Businesses

NAME: DALLAS GIBSON INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 01/14/2026 NO. HR/MO: 15 NO. HR/MO DURING SEC TRADING: 15 DUTIES: LIFE, DISABILITY, LONG-TERM CARE, MEDICARE SUPPLEMENT, FIXED ANNUITIES & HEALTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-07
  • S66 Uniform Combined State Law Examination
    2023-07-07
Other Names
  • Dallas Gibson

View on SEC IAPD

More in Cincinnati, OH

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor