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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-03-31
RI RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • MA RA
    APPROVED
    Since 2025-03-31
  • RI RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

Johnston, RI • United States

900 Salem Street, Smithfield, RI 02917-1243 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alpine Country Club Cranston RI 04/2008 12/2018
Keller Williams Coastal Realty Cranston RI 10/2020 09/2021
Bon Asian Bistro Johnston RI 07/2019 09/2021
Dick's Sporting Goods Warwick RI 07/2017 12/2018
Fidelity Investments Smithfield RI 09/2021 Present
Newport Beach House Middletown RI 07/2018 09/2021
Fidelity Investments Boston MA 03/2025 Present
  • 04/2008 → 12/2018
    Alpine Country Club
    Cranston, RI
  • 10/2020 → 09/2021
    Keller Williams Coastal Realty
    Cranston, RI
  • 07/2019 → 09/2021
    Bon Asian Bistro
    Johnston, RI
  • 07/2017 → 12/2018
    Dick's Sporting Goods
    Warwick, RI
  • 09/2021 → Present
    Fidelity Investments
    Smithfield, RI
  • 07/2018 → 09/2021
    Newport Beach House
    Middletown, RI
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2022-11-15 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Smithfield, RI
Other Businesses

OBA-63061|OrgNmn:Keller Williams Coastal Realty|Org Addr:Cranston,Rhode Isla,US|OBA Nature:Real Estate Company|Invst Rel:Y|Title:Independent Contractor|Duties:Assist clients in purchasing and/or selling their home, negotiating contracts on their behalf|StrtDt:10-01-20|TotHrs/mon:30|TrdHrs/mon:0|OBA-113193|OrgNmn:The Fogarty Center|Org Addr:Barrington,Rhode Isla,US|OBA Nature:Care for adults with disabilit|Invst Rel:N|Title:Employee|Duties:Provided one on one care and socialization opportunities for an individual with special healthcare needs as directed by their parents/caretake|StrtDt:|TotHrs/mon:15|TrdHrs/mon:0|OBA-63428|OrgNmn:Bon Asian Bistro|Org Addr:Johnston,Rhode Isla,US|OBA Nature:Restaurant|Invst Rel:N|Title:Employee|Duties:Taking/ serving food and drink orders for customers. Clearing plates and glasses as needed. Provide positive sales approach when making food/d|StrtDt:07-01-19|TotHrs/mon:20|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-31
S63 Uniform Securities Agent State Law Examination 2022-02-09
  • S66 Uniform Combined State Law Examination
    2022-10-31
  • S63 Uniform Securities Agent State Law Examination
    2022-02-09
Other Names
  • James Thomas Branca
  • James Branca

View on SEC IAPD

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