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Putnam Investment Management, LLC CRD 106629
$117B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Federal St, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-10-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Putnam Investment Management | Boston | MA | 09/2021 | Present |
| Brent Gottier Investments | Windsor | CT | 06/2019 | 09/2019 |
| Home Instead Caregiver | Tolland | CT | 09/2020 | 04/2021 |
| Bistro On Union Street | Storrs | CT | 09/2018 | 12/2018 |
| Union Street Tavern | Windsor | CT | 10/2016 | 12/2016 |
| Home Instead Senior Care | Tolland | CT | 09/2021 | 09/2021 |
| Unemployed | Windsor | CT | 01/2011 | 10/2016 |
| Unemployed | Windsor | CT | 01/2017 | 09/2018 |
| University Of Connecticut | Storrs | CT | 01/2019 | 06/2019 |
| University Of Connecticut | Storrs | CT | 09/2019 | 09/2020 |
| Zoccos | Windsor | CT | 06/2019 | 09/2019 |
| Unemployed | Windsor | CT | 04/2021 | 09/2021 |
| Franklin Distributors, Llc | Boston | MA | 07/2024 | Present |
| Putnam Retail Management | Boston | MA | 09/2021 | 07/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-08 |
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