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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2026-07-06 |
| KY | RA | APPROVED | 2026-07-06 |
| PA | RA | APPROVED | 2026-03-06 |
| NV | RA | APPROVED | 2026-01-12 |
| LA | RA | APPROVED | 2025-11-03 |
| MO | RA | APPROVED | 2025-08-19 |
| MA | RA | APPROVED | 2025-08-06 |
| IA | RA | APPROVED | 2025-05-09 |
| VA | RA | APPROVED | 2024-11-07 |
| GA | RA | APPROVED | 2024-06-06 |
| SC | RA | APPROVED | 2024-05-13 |
| DC | RA | APPROVED | 2024-03-22 |
| OR | RA | APPROVED | 2024-02-02 |
| AL | RA | APPROVED | 2024-01-30 |
| NJ | RA | APPROVED | 2024-01-23 |
| AZ | RA | APPROVED | 2024-01-19 |
| MT | RA | APPROVED | 2023-11-27 |
| NH | RA | APPROVED | 2023-11-02 |
| WY | RA | APPROVED | 2023-10-26 |
| IL | RA | APPROVED | 2023-10-09 |
| CA | RA | APPROVED | 2023-09-13 |
| WI | RA | APPROVED | 2023-07-13 |
| OH | RA | APPROVED | 2023-06-07 |
| KS | RA | APPROVED | 2022-11-21 |
| NY | RA | APPROVED | 2022-10-31 |
| CO | RA | APPROVED | 2022-08-05 |
| NC | RA | APPROVED | 2022-07-22 |
| MI | RA | APPROVED | 2022-07-05 |
| FL | RA | APPROVED | 2022-06-30 |
| TX | RA | APPROVED | 2022-06-21 |
Branch Locations
3040 Post Oak Blvd Suite 1150, Houston, TX 77056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Full Time Education | Fort Worth | TX | 12/2011 | 06/2021 |
| Guardian Life Insurance Company | Houston | TX | 09/2021 | 04/2022 |
| Park Avenue Securities | Houston | TX | 01/2022 | 04/2022 |
| Guardian Life Insurance Company | Fort Worth | TX | 04/2022 | 05/2024 |
| Park Avenue Securities | Fort Worth | TX | 04/2022 | 05/2024 |
| Guardian Life Insurance Company | Houston | TX | 05/2024 | Present |
| Park Avenue Securities | Houston | TX | 05/2024 | Present |
1) Ash Brokerage-Insurance other than Guardian, Start Date: 1/1/2025, Address: 888 S. Harrison St., Suite 900, Fort Wayne, Indiana, 46802, 3 total hours per month; 2 during securities trading hours, Investment Related, Less than 10% Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 2022-04-29 |
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