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Nicholas Allen Carrillo

Voya Financial Advisors, Inc.

Agoura Hills, CA

Los Angeles, CA

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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-06
  • CA RA
    APPROVED
    Since 2026-07-06

Branch Locations

Agoura Hills, CA • United States

6080 Center Drive, 6Th Floor, Suite 698, Los Angeles, CA 90045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Thousand Oaks CA 09/2021 06/2026
Topa Diagnostics Thousand Oaks CA 08/2016 09/2021
The Ritual Westlake Village Westlake Village CA 12/2023 Present
Voya Financial Advisors Agoura Hills CA 07/2026 Present
  • 09/2021 → 06/2026
    Ameriprise Financial Services, Llc
    Thousand Oaks, CA
  • 08/2016 → 09/2021
    Topa Diagnostics
    Thousand Oaks, CA
  • 12/2023 → Present
    The Ritual Westlake Village
    Westlake Village, CA
  • 07/2026 → Present
    Voya Financial Advisors
    Agoura Hills, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-07
  • S66 Uniform Combined State Law Examination
    2023-01-07
Other Names
  • Nick Carrillo
  • Nicholas Allen Carrillo
  • Nicholas Allen Carrillo
  • Nicholas Carrillo

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
PLANMEMBER SECURITIES CORPORATION
SHE WEALTH ADVISORS LLC
MURAPA INVESTMENTS
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THE WEALTH CONSULTING GROUP
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

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Sam Farhoumand
ANTHONY BABAK MOTAMEDI
Salleh Beitollahi
Michael Austin Jacoby
Gregory Alan Nostrant
Blake S. Douvros
Abraham P. Galvez

Other Offices

CETERA INVESTMENT ADVISERS LLC · AGOURA HILLS, CA
PLANMEMBER SECURITIES CORPORATION · Agoura Hills, CA
SHE WEALTH ADVISORS LLC · AGOURA HILLS, CA
MURAPA INVESTMENTS · AGOURA HILLS, CA
EDWARD JONES · AGOURA HILLS, CA
THE WEALTH CONSULTING GROUP · Agoura Hills, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · AGOURA, CA
WELLS FARGO CLEARING SERVICES, LLC · AGOURA HILLS, CA

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