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6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-04-11 |
Branch Locations
28720 Roadside Drive, Suite 315, Agoura Hills, CA 91301 • United States
6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Native Rank | Denver | CO | 10/2016 | 11/2018 |
| Nostrant Marketing | Los Angeles | CA | 01/2018 | Present |
| Alley Group | Los Angeles | CA | 11/2018 | 11/2019 |
| Wilshire Law Firm | Los Angeles | CA | 12/2019 | 08/2020 |
| Gooding & Company | Santa Monica | CA | 10/2020 | Present |
| Legacy Financial Group | Agoura Hills | CA | 09/2023 | Present |
| Planmember Securities Corporation | Carpinteria | CA | 10/2023 | Present |
1) Legacy Financial Group-28720 Roadside Drive, Suite 315, Agoura Hills, CA 91301; Investment related; Securities sales & services; Agent/Representative; Start date 10/2023; 10 hrs/mnth & during trading. 2) Gooding & Company-1517 20th St., Santa Monica, CA 90404; Noninvestment related; Digital Marketing Advertising; Marketing Manager; Start date 10/2020; 60 hrs/mnth; 40 hrs/mnth during trading. 3) Nostrant Marketing-12411 West Fielding Cir #1510, Playa Vista, CA 90094; Noninvestment related; Digital Marketing Advertising; Owner/Freelance; Start date 1/2018; 4 hrs/mnth; 0 hrs/mnth during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 2023-12-27 |
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