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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-16
FL RA APPROVED 2026-06-12
  • TX RA
    APPROVED
    Since 2026-06-16
  • FL RA
    APPROVED
    Since 2026-06-12

Branch Locations

2989 Pga Blvd Ste 200, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Westwood MA 09/2021 09/2022
J.P. Morgan Securities Llc Westwood MA 09/2021 09/2022
Best Buy Dedham/Milford MA 05/2018 08/2021
Nissan Village North Attleboro MA 10/2016 03/2017
Entegee/Engineering Help Network/Atsi North Easton MA 04/2017 12/2017
Unemployed Mansfield MA 06/2016 09/2016
Unemployed Mansfield MA 01/2018 04/2018
Wells Fargo Clearing Services, Llc Palm Beach Gardens FL 08/2025 Present
Wells Fargo Clearing Services, Llc Palm Beach Gardens FL 10/2022 Present
  • 09/2021 → 09/2022
    Jpmorgan Chase Bank, N.A.
    Westwood, MA
  • 09/2021 → 09/2022
    J.P. Morgan Securities Llc
    Westwood, MA
  • 05/2018 → 08/2021
    Best Buy
    Dedham/Milford, MA
  • 10/2016 → 03/2017
    Nissan Village
    North Attleboro, MA
  • 04/2017 → 12/2017
    Entegee/Engineering Help Network/Atsi
    North Easton, MA
  • 06/2016 → 09/2016
    Unemployed
    Mansfield, MA
  • 01/2018 → 04/2018
    Unemployed
    Mansfield, MA
  • 08/2025 → Present
    Palm Beach Gardens, FL
  • 10/2022 → Present
    Palm Beach Gardens, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-22
S63 Uniform Securities Agent State Law Examination 2022-01-31
  • S66 Uniform Combined State Law Examination
    2026-05-22
  • S63 Uniform Securities Agent State Law Examination
    2022-01-31
Other Names
  • John Romo
  • John Vitale Romo

View on SEC IAPD

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