Jason Bruce Brooks

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2021-01-04
TX	RA	APPROVED	2021-01-04

NC RA
APPROVED

Since 2021-01-04
TX RA
APPROVED

Since 2021-01-04

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	05/2006	Present

05/2006 → Present

The Vanguard Group, Inc.

Charlotte, NC

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: POA - IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS (City/State): DAVIDSON, NC START DATE: 4/2022 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2006-06-08

S63 Uniform Securities Agent State Law Examination

2006-06-08

Designations

Certified Financial Planner

Other Names

Jason B Brooks

View on SEC IAPD