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Sergio Dominguez Florencio

Goldman Sachs Wealth Services, L.P.

Newport Beach, CA

CRD 7447000

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Employer firm

Goldman Sachs Wealth Services, L.p. CRD 106693

$31.7B regulatory AUM 89,850 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-12-21
  • CA RA
    APPROVED
    Since 2021-12-21

Branch Locations

4000 Macarthur Blvd 10Th Floor, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs & Co. Llc New York NY 09/2021 Present
Wells Fargo El Monte CA 08/2021 09/2021
Unemployed Los Angeles CA 08/2020 08/2021
California State University, Long Beach Long Beach CA 08/2018 12/2020
The Boeing Company Everett WA 06/2020 08/2020
Major Properties Los Angeles CA 01/2013 07/2019
Glendale Community College Glendale CA 08/2017 06/2018
Glendale Community College Glendale CA 06/2014 06/2018
  • 09/2021 → Present
    Goldman Sachs & Co. Llc
    New York, NY
  • 08/2021 → 09/2021
    Wells Fargo
    El Monte, CA
  • 08/2020 → 08/2021
    Unemployed
    Los Angeles, CA
  • 08/2018 → 12/2020
    California State University, Long Beach
    Long Beach, CA
  • 06/2020 → 08/2020
    The Boeing Company
    Everett, WA
  • 01/2013 → 07/2019
    Major Properties
    Los Angeles, CA
  • 08/2017 → 06/2018
    Glendale Community College
    Glendale, CA
  • 06/2014 → 06/2018
    Glendale Community College
    Glendale, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-17
  • S66 Uniform Combined State Law Examination
    2021-12-17
Other Names
  • Sergio Dominguez

View on SEC IAPD

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