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Brendan Roberts

St. Germain Investment Management

Springfield, MA

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Current Employers
St. Germain Investment Management

1500 Main St 25Th Floor, Springfield, MA 01115-1001 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-06-18
  • MA RA
    APPROVED
    Since 2024-06-18

Branch Locations

1500 Main St 25Th Floor, Springfield, MA 01115-1001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Holyoke MA 06/2021 01/2024
Mml Investors Services, Llc Holyoke MA 10/2021 01/2024
Isenberg School Of Management Amherst MA 09/2020 08/2021
Christmas Tree Shop Holyoke MA 05/2019 08/2019
Barstow's Dairy Store And Bakery Hadley MA 09/2018 01/2019
Unemployed South Hadley MA 01/2019 04/2019
Unemployed South Hadley MA 08/2019 08/2020
Unemployed South Hadley MA 01/2010 08/2018
Dj St. Germain & Company Springfield MA 03/2024 Present
  • 06/2021 → 01/2024
    Massmutual Life Insurance Co
    Holyoke, MA
  • 10/2021 → 01/2024
    Mml Investors Services, Llc
    Holyoke, MA
  • 09/2020 → 08/2021
    Isenberg School Of Management
    Amherst, MA
  • 05/2019 → 08/2019
    Christmas Tree Shop
    Holyoke, MA
  • 09/2018 → 01/2019
    Barstow's Dairy Store And Bakery
    Hadley, MA
  • 01/2019 → 04/2019
    Unemployed
    South Hadley, MA
  • 08/2019 → 08/2020
    Unemployed
    South Hadley, MA
  • 01/2010 → 08/2018
    Unemployed
    South Hadley, MA
  • 03/2024 → Present
    Dj St. Germain & Company
    Springfield, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-30
S63 Uniform Securities Agent State Law Examination 2022-01-05
  • S65 Uniform Investment Adviser Law Examination
    2024-05-30
  • S63 Uniform Securities Agent State Law Examination
    2022-01-05

View on SEC IAPD

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