Gal Gali Horev

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → 02/2017
  National Securities Corp
  Irvine, CA
• 02/2012 → 02/2017
  National Asset Management, Inc.
  Irvine, CA
• 02/2017 → 11/2025
  Dempsey Lord Smith, Llc
  Rome, GA
• 11/2025 → 03/2026
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 11/2025 → 03/2026
  Dempsey Lord Smith, Llc
  Rome, GA
• 11/2025 → 03/2026
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 03/2026 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2026 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 02/2017 → Present
  Hn Financial Group
  Irvine, CA

Previous Registrations

• 2025-11-25 → 2026-03-20
  Cambridge Investment Research Advisors, Inc.
  Irvine, CA
• 2026-01-05 → 2026-03-09
  Dempsey Lord Smith, Llc
  Rome, GA
• 2017-11-01 → 2025-12-31
  Dempsey Lord Smith, Llc
  Rome, GA
  Rome, GA
  Redondo Beach, CA
  Irvine, CA
• 2012-02-21 → 2017-02-24
  B. Riley Wealth Advisors, Inc.
  Irvine, CA
• 2010-08-09 → 2011-12-31
  American Investors Company
  Los Angeles, CA
  San Ramon, CA
  Irvine, CA
• 2009-09-25 → 2010-05-26
  Private Asset Advisors, Inc.
  San Juan Capistrano, CA
• 2008-10-16 → 2009-09-23
  Financial West Group
  Los Angeles, CA
  Westlake Village, CA
• 2007-01-09 → 2007-03-30
  Spc
  Long Beach, CA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 09/2004 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: HN FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2017 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: OFFERING SECURITIES, ADVISORY AND INSURANCE SERVICES. 3. NAME OF OTHER BUSINESS: GALI HOREV - CONSULTING INVESTMENT RELATED: NO ADDRESS: 17595 HARVARD AVE. #C181, IRVINE, CA NATURE OF BUSINESS: REFERRAL / CONSULTANT BUSINESS START DATE: 02/2017 POSITION/TITLE/RELATIONSHIP: CONSULTANT APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: PROVIDE CONSULTANT/REFERRAL SERVICES 4. NAME OF OTHER BUSINESS: GIFA FINANCIAL,INC INVESTMENT RELATED: NO ADDRESS: 17595 HARVARD AVE. #C181, IRVINE, CA NATURE OF BUSINESS: ENTITY FOR FINANICAL SERVICES START DATE: 10/1999 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: MAINTAIN ENTITY 5. NAME OF OTHER BUSINESS: DREAM DESERT RETREAT, LLC INVESTMENT RELATED: NO ADDRESS: 17595 HARVARD AVE. #C-181, IRVINE, CA NATURE OF BUSINESS: REAL ESTATE START DATE: 10/2020 POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: NO DUTIES 6. NAME OF OTHER BUSINESS: SPLASH OASIS RETREAT, LLC INVESTMENT RELATED: NO ADDRESS: 17595 HARVARD AVE. #C-181, IRVINE, CA NATURE OF BUSINESS: REAL ESTATE START DATE: 5/2021 POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: NO DUTIES 7. NAME OF OTHER BUSINESS: RED MOUNTAIN SPLASH LLC INVESTMENT RELATED: NO ADDRESS: 17595 HARVARD AVE. #C-181, IRVINE, CA NATURE OF BUSINESS: REAL ESTATE START DATE: 10/2023 POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: NO DUTIES 8. NAME OF OTHER BUSINESS: DLRS CONSULTING GROUP, LLC INVESTMENT RELATED: NO ADDRESS: 17595 HARVARD AVE. #C-181, IRVINE, CA NATURE OF BUSINESS: INACTIVE ENTITY START DATE: 12/2024 POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: NO DUTIES 9. NAME OF OTHER BUSINESS: RENTAL PROPERTY INVESTMENT RELATED: NO ADDRESS: 17595 HARVARD AVE. #C-181, IRVINE, CA NATURE OF BUSINESS: REAL ESTATE START DATE: 07/2020 POSITION/TITLE/RELATIONSHIP: CO-OWNER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: NO DUTIES 10. NAME OF OTHER BUSINESS: JULA ELITE BASKETBALL INVESTMENT RELATED: NO ADDRESS: 17595 HARVARD AVE. #C-181, IRVINE, CA NATURE OF BUSINESS: YOUTH SPORTS START DATE: 03/2023 POSITION/TITLE/RELATIONSHIP: COACH APX NUMBER OF HOURS PER WEEK: 8 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: PROVIDING COACHING FOR TWO YOUTH BASKETBALL TEAMS FOR THE PURPOSE OF PLAYING TOURNAMENTS ON WEEKENDS. I DO NOT HAVE OR ALLOW ANY SECURITIES CLIENTS TO BE A PART OF THIS ACTIVITY.

Exams

• S66 Uniform Combined State Law Examination
  2007-01-08

Other Names

• Gali Horev