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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-14
NC RA APPROVED 2023-01-18
  • TX RA
    APPROVED
    Since 2023-02-14
  • NC RA
    APPROVED
    Since 2023-01-18

Branch Locations

1414 Raleigh Rd, Chapel Hill, NC 27517 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Durham NC 09/2022 Present
Unemployed Brooklyn NY 08/2021 09/2022
Jp Morgan Brooklyn NY 10/2017 08/2021
Cantor Fitzgerald Manhattan NY 10/2014 10/2017
Bank Of America, N.A. Durham NC 11/2022 Present
  • 09/2022 → Present
    Durham, NC
  • 08/2021 → 09/2022
    Unemployed
    Brooklyn, NY
  • 10/2017 → 08/2021
    Jp Morgan
    Brooklyn, NY
  • 10/2014 → 10/2017
    Cantor Fitzgerald
    Manhattan, NY
  • 11/2022 → Present
    Bank Of America, N.A.
    Durham, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-20
  • S66 Uniform Combined State Law Examination
    2022-12-20

View on SEC IAPD

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