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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-05-12 |
| TX | RA | APPROVED | 2022-05-12 |
Branch Locations
1999 Harrison Street Suite 2200, Oakland, CA 94612 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Walnut Creek | CA | 02/2012 | 10/2016 |
| Bank Of America, N.A. | Walnut Creek | CA | 02/2012 | 10/2016 |
| Jp Morgan Securities Llc | Oakland | CA | 10/2016 | 05/2022 |
| Morgan Stanley | Oakland | CA | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-03 |
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