Kathryn Elizabeth Peltz

Stifel, Nicolaus & Company, Incorporated

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Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-03-14
ND	RA	APPROVED	2016-10-01

TX RA
APPROVED_RES

Since 2020-03-14
ND RA
APPROVED

Since 2016-10-01

Branch Locations

1400 West Century Avenue P.O.B 1238, 58502-9955, Bismarck, ND 58503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel	Bismarck	ND	09/2014	Present

09/2014 → Present

Stifel

Bismarck, ND

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-09-23

S66 Uniform Combined State Law Examination

2016-09-23

Other Names

Kathryn Elizabeth Deisz

View on SEC IAPD

Other Firms

DAKOTA WEALTH ADVISORS LLC

OSAIC WEALTH, INC.

EAGLE STRATEGIES LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

LPL FINANCIAL LLC

EDWARD JONES

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

PRINCIPAL SECURITIES, INC.

Other Investors

Trevor Thomas Leidy

TIFFANY INT VELDT

JERROLD JEROME DOCKTER

Shane Asbury

JEFFREY LEE JAPEL

Dominic Hrichena

Brennen Rossman

JAMIE LEE BINSTOCK

Other Offices

DAKOTA WEALTH ADVISORS LLC · BISMARCK, ND

OSAIC WEALTH, INC. · BISMARCK, ND

EAGLE STRATEGIES LLC · BISMARCK, ND

STATE FARM INVESTMENT MANAGEMENT CORP. · Bismarck, ND

LPL FINANCIAL LLC · BISMARCK, ND

EDWARD JONES · BISMARCK, ND

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