Jose R Peralta

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 10/2019
  Jp Morgan Securities Llc
  New York, NY
• 10/2014 → 10/2019
  Jpmorgan Chase Bank
  New York, NY
• 10/2019 → 06/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Ramsey, NJ
• 10/2019 → 06/2022
  Bank Of America, N.A.
  Ramsey, NJ
• 06/2022 → 08/2024
  Fidelity Investments
  Morristown, NJ
• 06/2025 → Present
  Morgan Stanley
  Paramus, NJ
• 08/2024 → 06/2025
  Unemployed
  West Milford, NJ

Previous Registrations

• 2022-08-30 → 2024-08-23
  Fidelity Personal And Workplace Advisors
  Morristown, NJ
• 2020-01-13 → 2022-06-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Saddle River, NJ
  Ramsey, NJ
  Norwood, NJ
  Oakland, NJ
  Norwood, NJ
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2020-01-06
• S63 Uniform Securities Agent State Law Examination
  2014-12-12

Other Names

• Jose R Peralta
• Jose Peralta
• Jose Rafael Peralta-Espinal
• Jose R Peralta-Espinal
• Jose Peralta-Espinal
• Jose Rafael Peralta