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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-10-05
  • NC RA
    APPROVED
    Since 2021-10-05

Branch Locations

13901 Conlan Cir, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Llc Charlotte NC 08/2017 09/2021
Unemployed Charlotte NC 06/2016 08/2017
Truist Investment Services, Inc Atlanta GA 10/2021 Present
  • 08/2017 → 09/2021
    Charlotte, NC
  • 06/2016 → 08/2017
    Unemployed
    Charlotte, NC
  • 10/2021 → Present
    Truist Investment Services, Inc
    Atlanta, GA
Previous Registrations
Other Businesses

RENTAL PROPERTY POSITION: Landlord NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2018 ADDRESS: , Kirkland WA , United States DESCRIPTION: I own a rental property jointly with my husband in Kirkland, WA.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-03
  • S66 Uniform Combined State Law Examination
    2017-11-03
Other Names
  • Shal Yalla
  • Shalenee Rangan

View on SEC IAPD

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