Best Investors
Account
Sign in
Best Investors
Account
Sign in
711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2016-01-11 |
Branch Locations
6700 Rockledge Dr Bldg A Ste 350, Bethesda, MD 20817 • United States
711 High St, Des Moines, IA 50392 • United States
Arlington, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Co | Bethesda | MD | 07/2015 | Present |
| Principal Securities Inc | Bethesda | MD | 08/2015 | Present |
PRINCIPAL BANK AND PRINCIPAL TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/22/2022 ADDRESS: 6700 Rockledge Dr Bldg. A, Ste. 350, Bethesda MD 20817, United States DESCRIPTION: Formally designated a bank officer in order to access information and adequately support/manage Principal retirement plan account relationships across both the insurance/broker dealer and bank/trust offerings of Princpal
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 2007-04-30 |
Reach out to this advisor