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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-07-24 |
| TX | RA | APPROVED | 2020-07-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Scottsdale | AZ | 03/2006 | 07/2020 |
| Wells Fargo Advisors Llc | Scottsdale | AZ | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Scottsdale | AZ | 11/2016 | 07/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Scottsdale | AZ | 07/2020 | Present |
| Bank Of America N.A. | Scottsdale | AZ | 11/2020 | Present |
I*10624 For profit or not for profit: Name of outside business organization: Drew Keilen Investment related: Address of business: Lakeside, Arizona 85929 Nature of business: , Position, title, association: , Start date of relationship: 3/1/2021 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-16 |
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