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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-08-21
  • LA RA
    APPROVED
    Since 2024-08-21

Branch Locations

111 Veterans Mem Blvd Ste 940, Metairie, LA 70005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Paul Gerald Hodge Mandeville LA 03/2022 05/2022
Northwestern Mutual Investment Services Llc Mandeville LA 06/2022 03/2023
Northwestern Mutual Insurance Company Milwaukee WI 10/2017 07/2018
Paul Gerald Hodge Mandeville LA 06/2022 03/2023
Unemployed Ponchatoula LA 08/2024 08/2024
Cambridge Investment Research Inc Fairfield IA 08/2023 07/2024
Cambridge Investment Research Inc Fairfield IA 03/2023 07/2024
Wealthcare Services Covington LA 03/2023 07/2024
The Field Church Mandeville LA 05/2017 02/2022
Selu Hammond LA 06/2014 07/2017
Avril Habetz Metairie LA 08/2024 09/2025
Northwestern Mutual Investment Services Llc Metairie LA 08/2024 08/2025
W. Van Jones Metairie LA 08/2025 Present
Northwestern Mutual Investment Services Llc Metairie LA 08/2025 Present
  • 03/2022 → 05/2022
    Paul Gerald Hodge
    Mandeville, LA
  • 06/2022 → 03/2023
    Mandeville, LA
  • 10/2017 → 07/2018
    Northwestern Mutual Insurance Company
    Milwaukee, WI
  • 06/2022 → 03/2023
    Paul Gerald Hodge
    Mandeville, LA
  • 08/2024 → 08/2024
    Unemployed
    Ponchatoula, LA
  • 08/2023 → 07/2024
    Cambridge Investment Research Inc
    Fairfield, IA
  • 03/2023 → 07/2024
    Cambridge Investment Research Inc
    Fairfield, IA
  • 03/2023 → 07/2024
    Wealthcare Services
    Covington, LA
  • 05/2017 → 02/2022
    The Field Church
    Mandeville, LA
  • 06/2014 → 07/2017
    Selu
    Hammond, LA
  • 08/2024 → 09/2025
    Avril Habetz
    Metairie, LA
  • 08/2024 → 08/2025
    Metairie, LA
  • 08/2025 → Present
    W. Van Jones
    Metairie, LA
  • 08/2025 → Present
    Metairie, LA
Previous Registrations
Other Businesses

1. Stockton Properties, Investment-related, 28121 Blue Sky Drive, Ponchatoula, LA, USA, 70454, 100% Owner, Start Date: 01/27/2024, 0 hrs per week, 0 trading hrs per week, Rental Business, Duties: Manage the rental and any needs that arise from the tenants Pay bills. 2. 100% OWNER, 174 SANDRA DEL MAR DRIVE, 174 SANDRA DEL MAR DRIVE, MANDEVILLE, , LOUISIANA, 70448, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 1/26/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MANAGE THE PROPERTY AND TENANT RELATIONSHIP. INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-31
  • S66 Uniform Combined State Law Examination
    2023-07-31
Other Names
  • Tanner Britt Stockton
  • Tanner Stockton
  • Tanner Britt Stockton

View on SEC IAPD

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